Job Description

Investment Compliance Associate | Boston Hedge Fund

Compensation: base salary + annual bonus + profit sharing + 401(k) match + fully paid healthcare

About the Firm

A leading multi-strategy investment management firm with over $3B in assets under management is seeking an Investment Compliance Associate to join its collaborative and high-performing compliance team.

Role Overview

The Trade Compliance Associate will play a key role in monitoring trading activity across multiple asset classes and jurisdictions. This individual will work closely with the trading, operations, and legal/compliance teams to ensure the firms investment activity adheres to internal policies, client guidelines, and global regulatory standards.

Key Responsibilities

Monitor and resolve daily trade compliance alerts and exception reports in the firms order management system (OMS).
Maintain restricted lists and oversee wall-crossing processes.
Review investment guidelines and assist in coding rules into the OMS.
Support the onboarding of new funds, accounts, and instruments within compliance systems.
Track and escalate potential compliance breaches and coordinate remediation with relevant stakeholders.

Qualifications

Bachelors degree required (Finance, Economics, or related field preferred).
35 years of investment compliance experience within an asset management, hedge fund, or investment advisory firm.
Experience with Charles River, FlexTrade, or a similar OMS/OEMS strongly preferred.
Strong analytical mindset, high attention to detail, and excellent communication skills.
Thrives in a rigorous, collaborative, and intellectually curious environment.
Annual bonus and profitsharing program.
Bestinclass 401(k) match 100% up to IRS limit.
Complimentary onsite meals, fitness center, wellness benefits, and other perks.

Seniority Level

Associate

Employment Type

Fulltime

Job Function

General Business and Finance

Industries

Investment Management and Financial Services

Boston, MA

#J-18808-Ljbffr

Job Tags

Full time,

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